Signatory Category: Service Provider
Assets under management: AUM < 0.1
Ethics Metrics LLC offers ratings and risk analysis on U.S. Depository Institution Holding Companies (DIHCs). We are the only ratings firm that provides clients an understanding of the true financial quality and risk exposure of DIHCs. We rate DIHCs based on their financial performance and compliance with federal banking and securities laws and regulations and analyze undisclosed compliance violations and their potential impact on investments in DIHCs. Ethics Metrics is also leading a paid-engagement on "Undisclosed Governance and Financial Risks in U.S. Banking" through the PRI's Collaboration Platform.